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Samuel Joseph Berger

Sanctuary Securities, Inc.

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About Samuel Joseph Berger

Samuel Berger is a financial professional with Sanctuary Securities, Inc. Samuel holds the Series 7TO and Series 63 licenses. Samuel has over 1 year of experience in the securities industry. Samuel's current registrations include California, Connecticut, Florida, Georgia, Massachusetts, New York, and Ohio.

Firm Information

Samuel Berger is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Berger’s Registration & Firm History

CT

01/12/2023 - Present

Sanctuary Securities, Inc. (GREENWICH CT)

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Licenses & Designations

BC

Issued 10/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Joseph Berger.
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