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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Joong Kim is a financial advisor with Raymond James & Associates, Inc. Samuel Kim has been in the financial services industry since July 1998. Samuel Kim has a total of 14 years of experience with Raymond James & Associates, Inc. Samuel Kim specializes in providing financial advice to individuals, businesses, pension and profit-sharing plans, insurance companies, banking or thrift institutions, and charitable organizations. Samuel Kim holds Series 6, 7, and 66 licenses. Samuel Kim has a Series 63 license which is only for Broker-Dealer registrations. Samuel Kim is registered in Virginia, Maryland, Pennsylvania, Georgia, Florida, North Carolina, Texas, California, Arizona, New Jersey, West Virginia, and Nevada. Samuel Kim is also registered as an Investment Advisor Representative in Virginia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
02/17/2017 - Present
Raymond James & Associates, Inc. (ASHBURN VA)
VA
04/17/2009 - 02/27/2017
WELLS FARGO CLEARING SERVICES, LLC (ASHBURN VA)
VA
01/05/2007 - 04/21/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MCLEAN VA)
VA
04/30/2004 - 01/09/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (HARRISONBURG VA)
MO
01/03/2002 - 05/04/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MN
07/13/1998 - 10/16/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 02/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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