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Samuel Jonah Gleitman

Mizuho Securities USA LLC

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About Samuel Jonah Gleitman

Samuel Gleitman is a financial professional who is registered with Mizuho Securities USA LLC. Samuel has been active in the financial services industry since August 11, 2016. Samuel is registered with the following securities licenses: Series 63, Series 79 and the SIE. Samuel is registered in 52 states, the District of Columbia and Puerto Rico.

Firm Information

Samuel Gleitman is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Gleitman’s Registration & Firm History

NY

08/12/2016 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/17/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Jonah Gleitman.
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