Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel John Lauria is a financial advisor with Northwestern Mutual Investment Services, LLC, a firm with a rich history of providing comprehensive financial solutions. Samuel has been in the industry since 2003 and holds a variety of licenses and registrations, including Series 6, 7, 63, and 65. His expertise extends across a range of financial products and services, enabling Samuel to provide tailored advice to clients. Samuel currently works out of the firm's Westport, Connecticut office, which is one of many locations Northwestern Mutual operates across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
04/11/2003 - Present
Northwestern Mutual Investment Services, LLC (WESTPORT CT)
IA
Issued 03/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/10/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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