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Samuel John Broom

Sprott Asset Management USA Inc.

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About Samuel John Broom

Samuel John Broom is a financial advisor registered with Sprott Asset Management USA Inc. Samuel has been in the industry since June 2016. Samuel has a Series 66 license, as well as Series 7 and the SIE exam. Samuel is registered to provide investment advisory services in 51 states. Samuel's primary office location is in Darien, CT. Samuel also works with Miles Franklin, a bullion and precious metals dealer. Samuel can provide portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.

Firm Information

Samuel Broom is currently registered with Sprott Asset Management USA Inc.. Sprott Asset Management USA Inc. is an investment adviser registered with the SEC and located in Darien, CT. The firm manages approximately $1 billion to $10 billion in assets and provides portfolio management services to individuals, businesses, pooled investment vehicles, and investment companies. They specialize in managing assets for clients in the following categories: high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and investment companies. The firm's regulatory assets under management are $4.6 billion.
Sprott Asset Management USA Inc.

320 POST ROAD

DARIEN, CT 06820

$4.60B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Samuel Broom’s Registration & Firm History

CT

03/09/2017 - Present

Sprott Asset Management USA Inc. (DARIEN CT)

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Licenses & Designations

BOTH

Issued 09/27/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel John Broom.
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