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Samuel John Broback

Thrivent Advisor Network, LLC

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About Samuel John Broback

Samuel John Broback is an investment advisor representative with Thrivent Advisor Network, LLC. Samuel is also registered as an investment advisor representative in Minnesota. Samuel has been in the securities industry for 6 years and has experience in various aspects of financial planning and investment advisory services.

Firm Information

Samuel Broback is currently registered with Thrivent Advisor Network, LLC. Thrivent Advisor Network, LLC is an investment advisor based in Minneapolis, Minnesota. The firm has 120 licensed agents, 164 investment advisor representatives, and 96 registered representatives. They manage approximately $6.16 billion in regulatory assets under management. Thrivent Advisor Network, LLC provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Thrivent Advisor Network, LLC

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$6.16B

Assets Under Management

1,300

Total Clients

129

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Broback’s Registration & Firm History

MN

12/20/2024 - Present

Thrivent Advisor Network, LLC (Bloomington MN)

MN

08/10/2018 - 08/26/2020

THRIVENT INVESTMENT MANAGEMENT INC. (BLOOMINGTON MN)

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Licenses & Designations

IA

Issued 08/31/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/06/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Samuel John Broback.
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