Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Groban has been a registered representative in the securities industry since 2001. Samuel has been with Invesco Distributors, Inc. since 2019. Previously, Samuel worked for OppenheimerFunds Distributor, Inc., J.P. Morgan Securities Inc., AllianceBernstein Investment Research and Management, Inc., and Rydex Distributors, Inc. Samuel is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 7, Series 24, and Series 66 license holder. Samuel is also registered to conduct business in 53 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/18/2022 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
05/25/2019 - 02/23/2022
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
07/30/2009 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
05/10/2005 - 10/29/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
TN
12/06/2001 - 04/22/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
MD
06/13/2001 - 09/25/2001
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
BOTH
Issued 08/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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