Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Tippet is a financial advisor with LPL Financial LLC. Samuel is registered with the state of Maine and holds Series 7, Series 63, and Series 66 licenses. Samuel has been in the financial industry since January 23, 1994. Samuel has been with LPL Financial LLC since August 28, 2009. Previously, Samuel worked for WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Samuel provides financial planning, portfolio management, and other advisory services. Samuel specializes in investment management, retirement planning, and insurance. Samuel also offers consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
08/28/2009 - Present
LPL Financial LLC (AUGUSTA ME)
ME
01/01/2008 - 09/10/2009
WELLS FARGO ADVISORS, LLC (WATERVILLE ME)
ME
01/24/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WATERVILLE ME)
BOTH
Issued 09/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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