Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel James Orkney is an active investment advisor representative registered with Neuberger Berman BD LLC. Samuel has been in the industry since September 2014 and has experience in both the brokerage and investment advisory fields. Samuel holds Series 7, Series 63, and Series 65 licenses, as well as the Securities Industry Essentials Examination (SIE). Samuel has previously worked with State Street Global Advisors Funds Distributors, LLC. Samuel currently holds active registrations in Massachusetts, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/28/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
CA
09/17/2014 - 06/16/2020
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (SAN FRANCISCO CA)
IA
Issued 11/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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