Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel James Gray is a financial advisor who has been in the industry since 2019. Samuel is currently registered with D.a. Davidson & Co. and is licensed to provide investment advice in multiple states, including Washington, Texas, and others. Samuel previously worked with J.P. Morgan Securities LLC, Ameriprise Financial Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Samuel has a broad range of experience in providing financial advice to individuals, businesses, and institutions. Samuel offers a variety of investment advisory services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
08/27/2024 - Present
D.a. Davidson & Co. (Vancouver WA)
OR
12/16/2022 - 08/13/2024
J.P. MORGAN SECURITIES LLC (PORTLAND OR)
OR
06/15/2022 - 08/24/2022
AMERIPRISE FINANCIAL SERVICES, LLC (PORTLAND OR)
CA
02/12/2019 - 05/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
06/15/2018 - 01/08/2019
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 04/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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