Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel James Foley is a financial advisor with over 14 years of experience in the industry. Samuel is currently registered with Franklin Distributors, LLC in Stamford, CT. Samuel has previously held positions with American Century Investment Services Inc. in Kansas City, MO, Legg Mason Investor Services, LLC in Stamford, CT, Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and Oppenheimer & Co. Inc. in New York, NY. Samuel is registered in California, Connecticut, Florida, Massachusetts, and New York and holds Series 66, Series 31, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/11/2022 - Present
Franklin Distributors, LLC (STAMFORD CT)
MO
05/15/2019 - 03/16/2022
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
CT
07/21/2011 - 05/06/2019
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
08/14/2009 - 07/18/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/20/2008 - 08/17/2009
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 04/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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