Unclaimed
Samuel James Chubb is a financial professional with over 11 years of experience in the industry. Samuel is currently registered with UBS Securities LLC and UBS Financial Services Inc. Previously, Samuel was registered with BARCLAYS CAPITAL INC. and DRESDNER KLEINWORT SECURITIES LLC. Samuel holds the Series 16 exam. Samuel is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/28/2022 - Present
UBS Securities LLC (NEW YORK NY)
NY
09/07/2010 - 11/24/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/06/2009 - 11/04/2009
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
BC
Issued 02/26/2009
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Samuel Chubb is the right advisor for you? Invested Better is here to help.