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Samuel James Canner

Northwestern Mutual Investment Services, LLC

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About Samuel James Canner

Samuel James Canner is a financial advisor with Northwestern Mutual Investment Services, LLC, and has been in the industry since March 8, 1987. Samuel Canner has a Series 6, Series 7, Series 22 and Series 63 licenses and is registered to provide investment advice in 22 states. Samuel Canner is also a Chartered Financial Consultant. In addition to his work with Northwestern Mutual Investment Services, LLC, Samuel Canner has been involved with other businesses including SSJR, LLC and SAM3, LLC. Samuel Canner is a board member and serves on the finance committee of Northwest Children's Home. The information provided in this profile is intended for informational purposes only.

Firm Information

Samuel Canner is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Samuel Canner’s Registration & Firm History

ID

05/20/2008 - Present

Northwestern Mutual Investment Services, LLC (LEWISTON ID)

WI

04/24/1987 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 05/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/02/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 03/06/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel James Canner.
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