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Samuel James Butler

Colliers Securities LLC

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About Samuel James Butler

Samuel James Butler is a financial advisor with Colliers Securities LLC. Samuel has been in the industry since 1987 and holds Series 7 and Series 63 licenses. Samuel has experience working at various financial institutions, including Wachovia Capital Markets, LLC, Red Capital Markets, Inc., and Banc One Capital Markets, Inc. Samuel specializes in working with both individuals and corporations. Samuel's expertise includes a wide range of financial services, including portfolio management and selection of other advisors.

Firm Information

Samuel Butler is currently registered with Colliers Securities LLC. Colliers Securities LLC is a Limited Liability Company formed in 1997 and headquartered in Minneapolis, Minnesota. The firm provides a wide range of advisory services, including portfolio management for individuals and selection of other advisers. With over 84 registered representatives, Colliers Securities manages approximately $262,622,768 in regulatory assets under management, primarily for high-net-worth individuals and individuals other than high-net-worth. The firm participates in wrap fee programs and is registered with the SEC and in all 50 states plus the District of Columbia and Puerto Rico.
Colliers Securities LLC

90 SOUTH SEVENTH STREET

MINNEAPOLIS, MN 55402-4108

$262.62M

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Butler’s Registration & Firm History

MN

09/09/2008 - Present

Colliers Securities LLC (MINNEAPOLIS MN)

NC

06/22/2005 - 08/22/2008

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

OH

01/03/2001 - 05/23/2005

RED CAPITAL MARKETS, INC. (COLUMBUS OH)

IL

04/01/1999 - 12/15/1999

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

OH

01/01/1992 - 04/01/1999

BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)

MO

09/04/1990 - 12/11/1991

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

10/19/1989 - 09/04/1990

BLUNT ELLIS & LOEWI INCORPORATED

WI

08/27/1986 - 10/24/1989

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 03/10/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Samuel James Butler.
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