Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Jacob Rice is a financial advisor with Steward Partners Investment Advisory, LLC. Samuel has over 8 years of experience in the financial services industry and has held previous roles at Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Exencial Wealth Advisors, LLC. Samuel holds Series 7TO, Series 63, and Series 66 licenses. Samuel specializes in providing financial planning, investment advisory, and portfolio management services to individuals, families, and businesses. Samuel is dedicated to helping clients reach their financial goals. Samuel is registered to provide investment advisory services in Tennessee and Texas. Samuel is also a registered representative of Steward Partners Investment Solutions, LLC. Samuel's clients include high-net-worth individuals, families, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
05/21/2024 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
TN
10/12/2023 - 05/02/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRANKLIN TN)
TX
10/17/2019 - 08/18/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
BC
Issued 4/8/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 1/4/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 7/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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