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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Jacob Rice is an active investment advisor representative with Steward Partners Investment Advisory, LLC. Samuel has experience in the financial services industry since 2019. Samuel has a strong background in the securities industry, holding the Series 7TO, Series 63, and Series 66 licenses. Samuel is registered with FINRA and the states of Missouri, Tennessee, and Texas. Samuel has previously worked at Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America, N.A., Exencial Wealth Advisors, LLC and Lighthouse Wealth Group, LLC. Samuel specializes in providing financial planning, portfolio management for individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
05/21/2024 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
TN
10/12/2023 - 05/02/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRANKLIN TN)
TX
10/17/2019 - 08/18/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
BC
Issued 04/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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