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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Jackson Galloway Jr. is a financial advisor who has been in the industry since 1982. Samuel currently works at Raymond James & Associates, Inc. in Spartanburg, South Carolina. Samuel has previously worked for MORGAN KEEGAN & COMPANY, INC., CITIGROUP GLOBAL MARKETS INC., THE ROBINSON-HUMPHREY COMPANY, LLC, SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, and PAINE, WEBBER, JACKSON & CURTIS INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/13/2013 - Present
Raymond James & Associates, Inc. (SPARTANBURG SC)
SC
02/20/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SPARTANBURG SC)
SC
01/02/2002 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (SPARTANBURG SC)
GA
03/04/1985 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NA
04/26/1983 - 03/15/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
11/01/1977 - 11/20/1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BC
Issued 08/11/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/17/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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