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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Isaac is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Samuel Isaac has been working in the financial industry since April 15, 2021 and holds a Series 66 and Series 63 license. Samuel Isaac is registered to provide investment advice in Arizona, California, Colorado, Florida, Nevada, New Mexico, Texas, Utah and Washington. Samuel Isaac is also registered to provide investment advice in California and Texas. Samuel Isaac specializes in providing investment advice to individuals, corporations and other businesses, charitable organizations, pension and profit sharing plans, insurance companies, and banking or thrift institutions. Samuel Isaac is committed to providing his clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/12/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHOENIX AZ)
AZ
12/08/2021 - 09/22/2023
MORGAN STANLEY (GILBERT AZ)
AZ
04/16/2021 - 12/08/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 02/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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