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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Gottesman is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Samuel has been in the financial industry since 1992. Samuel has worked at a number of financial firms, including J.P. Morgan Securities LLC, Blaylock & Company, Inc., and CommerZbank Capital Markets Corp. Samuel holds the following licenses: Series 7, Series 10, Series 24, Series 63 and Series 65. Samuel's areas of expertise include portfolio management for individuals and businesses, as well as pension consulting. Samuel is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/30/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHEVY CHASE MD)
DC
07/14/2010 - 03/19/2014
J.P. MORGAN SECURITIES LLC (WASHINGTON DC)
IL
03/21/2005 - 11/30/2005
BLAYLOCK & COMPANY, INC. (CHICAGO IL)
NY
02/01/2001 - 07/16/2004
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
02/22/1993 - 02/07/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/30/1992 - 01/07/1993
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
06/28/1989 - 04/03/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/19/1986 - 04/07/1990
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 09/29/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 09/08/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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