Unclaimed
Samuel Isaac Hayes is a registered representative with Yosemite Execution Partners Inc. Samuel Hayes has been in the securities industry for over 11 years and has held previous roles with Equitable Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Ameriprise Financial Services, Inc. Samuel Hayes is licensed to sell securities in California, Connecticut and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/05/2023 - Present
Yosemite Execution Partners Inc. (LAFAYETTE CA)
GA
06/03/2020 - 01/20/2023
EQUITABLE ADVISORS, LLC (ATLANTA GA)
GA
08/02/2018 - 01/02/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
02/17/2011 - 04/06/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Atlanta GA)
BOTH
Issued 07/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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