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Samuel Isaac Hayes

Yosemite Execution Partners Inc.

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About Samuel Isaac Hayes

Samuel Isaac Hayes is a registered representative with Yosemite Execution Partners Inc. Samuel Hayes has been in the securities industry for over 11 years and has held previous roles with Equitable Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Ameriprise Financial Services, Inc. Samuel Hayes is licensed to sell securities in California, Connecticut and New Jersey.

Firm Information

Samuel Hayes is currently registered with Yosemite Execution Partners Inc.. Yosemite Execution Partners Inc. is a Corporation formed on May 8, 2012 and approved in California, Colorado, Connecticut, Illinois, New Jersey, and New York. The firm has one approved SEC registration and six approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Hayes’s Registration & Firm History

CA

10/05/2023 - Present

Yosemite Execution Partners Inc. (LAFAYETTE CA)

GA

06/03/2020 - 01/20/2023

EQUITABLE ADVISORS, LLC (ATLANTA GA)

GA

08/02/2018 - 01/02/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)

GA

02/17/2011 - 04/06/2018

AMERIPRISE FINANCIAL SERVICES, INC. (Atlanta GA)

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Licenses & Designations

BOTH

Issued 07/15/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Isaac Hayes.
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