Unclaimed
Samuel Fein is a financial advisor with Bbva Securities Inc., with over 7 years of experience in the financial services industry. Samuel Fein has been registered with FINRA since June 2016 and has passed the Series 7 and Securities Industry Essentials Examination. Before joining Bbva Securities Inc. Samuel Fein worked for BOFA SECURITIES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/09/2024 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
02/19/2021 - 06/01/2023
BOFA SECURITIES, INC. (NEW YORK NY)
NY
06/01/2016 - 02/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Samuel Fein is the right advisor for you? Invested Better is here to help.