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Samuel Hsiao

Bofa Securities, Inc.

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About Samuel Hsiao

Samuel Hsiao is a registered representative with Bofa Securities, Inc., located in Palo Alto, CA. Samuel has been in the financial services industry since 2015. He holds a Series 79 license. Samuel's prior experience includes a role at Deutsche Bank Securities Inc. Samuel is registered to conduct business in California.

Firm Information

Samuel Hsiao is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Samuel Hsiao’s Registration & Firm History

CA

11/23/2019 - Present

Bofa Securities, Inc. (PALO ALTO CA)

CA

09/02/2015 - 10/24/2019

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 08/26/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Hsiao.
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