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Samuel Hopkins Baker

Allen Investment Management, LLC

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About Samuel Hopkins Baker

Samuel Hopkins Baker is an investment advisor representative at Allen Investment Management, LLC. Samuel has been in the industry for over 30 years, with previous roles at OLD MUTUAL INVESTMENT PARTNERS, SEI INVESTMENTS DISTRIBUTION CO., and ALLEN & COMPANY INCORPORATED. Samuel holds a Series 7, 24, and 63 license and is registered in New York. Allen Investment Management, LLC provides wealth management services to individuals and institutions. The firm manages over $13 billion in assets for clients. They specialize in portfolio management, selection of other advisors, and customized wealth management services.

Firm Information

Samuel Baker is currently registered with Allen Investment Management, LLC. Allen Investment Management, LLC is an investment advisor registered with the SEC based in NEW YORK, NY. They manage approximately $13.8 billion in assets for 746 accounts and primarily serve high-net-worth individuals and pooled investment vehicles. Their advisory services include portfolio management for individuals and pooled investment vehicles, as well as selection of other advisors. They also offer other customized wealth management services.
Allen Investment Management, LLC

711 FIFTH AVENUE, 10TH FLOOR

NEW YORK, NY 10022

$13.80B

Assets Under Management

5

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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customized wealth management services

Customized wealth management services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Samuel Baker’s Registration & Firm History

NY

09/29/2021 - Present

Allen Investment Management, LLC (NEW YORK NY)

MA

06/09/1998 - 07/20/2006

OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)

PA

05/24/1996 - 06/12/1998

SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)

NY

05/22/1990 - 03/18/1996

ALLEN & COMPANY INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/20/1994

Series 24 - General Securities Principal Examination

BC

Issued 05/19/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Samuel Hopkins Baker.
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