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Samuel Higley Berglin

CTC, LLC

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About Samuel Higley Berglin

Samuel Berglin is a securities professional with experience in the financial services industry. Samuel is currently registered with CTC, LLC. Samuel holds the Securities Industry Essentials Examination and the Securities Trader Exam licenses.

Firm Information

Samuel Berglin is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Berglin’s Registration & Firm History

IL

07/25/2022 - Present

CTC, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/25/2022

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2022

Series 57TO - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Samuel Higley Berglin.
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