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Samuel Henry Flynn

Lake Street Capital Markets, LLC

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About Samuel Henry Flynn

Samuel Henry Flynn is a financial advisor with Lake Street Capital Markets, LLC. Samuel is based in Minneapolis, MN. He is registered with the state of Minnesota and holds the Series 63, Series 7 and SIE securities licenses. Samuel has been in the financial services industry since 2014. Before joining Lake Street Capital Markets, LLC, he worked at Stiefel, Nicolaus & Company, Incorporated and RBC Capital Markets, LLC.

Firm Information

Samuel Flynn is currently registered with Lake Street Capital Markets, LLC. Lake Street Capital Markets, LLC is a Limited Liability Company formed in May 2012. The firm is registered with the Securities and Exchange Commission and is also registered in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Flynn’s Registration & Firm History

MN

04/30/2019 - Present

Lake Street Capital Markets, LLC (MINNEAPOLIS MN)

MN

12/08/2017 - 04/12/2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED (MINNEAPOLIS MN)

MN

08/04/2014 - 10/17/2017

RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 11/10/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Samuel Henry Flynn.
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