Unclaimed
Samuel Henry Flynn is a financial advisor with Lake Street Capital Markets, LLC. Samuel is based in Minneapolis, MN. He is registered with the state of Minnesota and holds the Series 63, Series 7 and SIE securities licenses. Samuel has been in the financial services industry since 2014. Before joining Lake Street Capital Markets, LLC, he worked at Stiefel, Nicolaus & Company, Incorporated and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
04/30/2019 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
MN
12/08/2017 - 04/12/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MINNEAPOLIS MN)
MN
08/04/2014 - 10/17/2017
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
BC
Issued 11/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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