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Samuel Hardy Duerson

Northwestern Mutual Investment Services, LLC

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About Samuel Hardy Duerson

Samuel Hardy Duerson is a financial advisor with over 20 years of experience in the industry. Samuel Duerson is registered with Northwestern Mutual Investment Services, LLC and is located in Charlottesville, Virginia. Samuel Duerson has a long history with the financial industry working with Legg Mason Wood Walker, Incorporated prior to his current position with Northwestern Mutual. Samuel Duerson is licensed to provide financial advice and sell securities in a number of states, including Virginia, Maryland, California, and Texas. Samuel Duerson holds several industry licenses, including Series 7, Series 65, and Series 66.

Firm Information

Samuel Duerson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Samuel Duerson’s Registration & Firm History

VA

02/05/2003 - Present

Northwestern Mutual Investment Services, LLC (CHARLOTTESVLE VA)

MD

03/24/1999 - 01/29/2003

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

IA

Issued 06/14/2007

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 04/16/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Hardy Duerson.
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