Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Han is a financial advisor with Morgan Stanley & Co. LLC. Samuel has been in the industry since 2021 and holds Series 63, Series 79TO and SIE licenses. Samuel is registered with FINRA and is licensed in California and New York. Prior to joining Morgan Stanley, Samuel worked at PIPER SANDLER & CO. in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/17/2021 - Present
Morgan Stanley & Co. LLC (Los Angeles CA)
CA
07/27/2021 - 10/18/2021
PIPER SANDLER & CO. (SAN FRANCISCO CA)
BC
Issued 06/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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