Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Gustave Shaw is a financial advisor registered with Citizens JMP Securities, LLC, a FINRA registered broker-dealer. Samuel Gustave Shaw is currently licensed to offer securities products and services in 51 states. Samuel Gustave Shaw holds the Series 79, Series 63, and SIE licenses. Samuel Gustave Shaw has been working in the securities industry since 2014. Samuel Gustave Shaw was previously registered with Citizens Capital Markets and Citizens Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
08/01/2023 - Present
Citizens JMP Securities, LLC (BOSTON MA)
MA
05/16/2016 - 08/01/2023
CITIZENS CAPITAL MARKETS (BOSTON MA)
MA
07/18/2014 - 05/16/2016
CITIZENS SECURITIES, INC. (BOSTON MA)
BC
Issued 03/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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