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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Goldstein is a financial advisor with RBC Capital Markets, LLC. Samuel has been in the industry since April 2019. Prior to joining RBC Capital Markets, Samuel was with WELLS FARGO SECURITIES, LLC. Samuel is licensed to provide investment advice in New York. Samuel holds Series 63, Series 79TO, Series 52TO, and SIE licenses. Samuel's areas of expertise include Portfolio Management, Financial Planning and Pension Consulting. Samuel works with a variety of clients, including individuals, corporations, charitable organizations, and state or municipal government entities. Samuel's firm manages more than $50 billion in assets and has a client base of over 1784. Samuel is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/31/2022 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
03/14/2019 - 05/03/2022
WELLS FARGO SECURITIES, LLC (New York NY)
BC
Issued 03/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/14/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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