Unclaimed
Samuel Maness has been in the financial industry since August 8, 2003. Samuel currently works at Raymond James & Associates, Inc. Samuel also has previous work experience at BB&T SECURITIES, LLC and SCOTT & STRINGFELLOW, LLC. Samuel is registered as a broker-dealer and an investment advisor in Virginia. Samuel has several licenses, including Series 7, Series 66, Series 79TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/23/2015 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
VA
01/02/2013 - 07/01/2015
BB&T SECURITIES, LLC (RESTON VA)
VA
08/08/2003 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RESTON VA)
BOTH
Issued 11/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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