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Samuel Galperin

Nylife Securities LLC

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About Samuel Galperin

Samuel Galperin is a financial advisor with Nylife Securities LLC. Samuel has been in the financial services industry since 11/15/1982. Samuel is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 6, Series 22, and Series 63 license. Samuel holds registrations in 9 states. Samuel is located in the Independence, OH branch of Nylife Securities LLC.

Firm Information

Samuel Galperin is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Galperin’s Registration & Firm History

OH

11/16/1982 - Present

Nylife Securities LLC (Independence OH)

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Licenses & Designations

BC

Issued 09/01/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/15/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Samuel Galperin. Review regulatory record here.
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