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Samuel G Haines

MMA Securities LLC

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About Samuel G Haines

Samuel Haines is a registered representative with MMA Securities LLC. Samuel has been in the industry since 2004 and is also a registered investment advisor representative with MMA Asset Management LLC. Samuel has experience with various firms including PURSHE KAPLAN STERLING INVESTMENTS, LPL Financial LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Samuel specializes in retirement planning, insurance and securities.

Firm Information

Samuel Haines is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Samuel Haines’s Registration & Firm History

MA

05/28/2019 - Present

MMA Securities LLC (Boston MA)

PA

11/20/2014 - 01/27/2020

PURSHE KAPLAN STERLING INVESTMENTS (Plymouth Meeting PA)

PA

11/30/2010 - 11/17/2014

LPL FINANCIAL LLC (PLYMOUTH MEETING PA)

PA

10/13/2010 - 11/30/2010

NRP FINANCIAL, INC. (PLYMOUTH MEETING PA)

NJ

10/23/2009 - 09/30/2010

NRP FINANCIAL, INC. (RED BANK NJ)

NJ

07/07/2009 - 10/29/2009

WALNUT STREET SECURITIES, INC. (RED BANK NJ)

NJ

06/08/2004 - 03/13/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NY

02/12/2004 - 05/10/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/06/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel G Haines.
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