Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Franklin Pyle is an investment advisor representative with LPL Financial LLC. Samuel has been in the financial services industry since August 1992. Prior to joining LPL Financial LLC, Samuel was a registered representative with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, Oppenheimer & Co., Inc., and Lehman Brothers Inc. Samuel holds the Series 3, Series 7, Series 63, and Series 65 licenses. Samuel has been actively registered in Texas since June 2022 and holds a current FINRA Series 7, Series 63 and Series 65 license. Samuel specializes in providing a variety of financial services to clients, including financial planning, investment advisory, and brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/09/2022 - Present
LPL Financial LLC (SPRING TX)
TX
02/25/2011 - 06/13/2022
MORGAN STANLEY (The Woodlands TX)
TX
04/13/2006 - 03/02/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
MO
06/08/1999 - 04/17/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/15/1996 - 06/25/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/19/1994 - 03/27/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
08/05/1992 - 09/23/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 02/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1996
Series 3 - National Commodity Futures Examination
BC
Issued 08/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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