Unclaimed
Samuel Franklin is a financial professional with over 5 years of experience in the financial services industry. Samuel is currently registered with Invesco Distributors, Inc. in Atlanta, GA. Samuel has held previous roles with PREFERRED CAPITAL SECURITIES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Samuel holds the Series 66, Series 7, and SIE exams and is registered to sell securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
07/30/2020 - Present
Invesco Distributors, Inc. (ATLANTA GA)
GA
10/16/2018 - 07/28/2020
PREFERRED CAPITAL SECURITIES, LLC (Atlanta GA)
GA
02/24/2014 - 05/24/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
BOTH
Issued 03/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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