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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Galatioto is an active investment advisor representative with Wells Fargo Clearing Services, LLC. Samuel has been working in the financial services industry since February 2006. Samuel is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and SIE licenses. Samuel is also registered with the states of Arizona, California, Hawaii, New York, Texas and Virginia. Samuel was previously registered with LIFEMARK SECURITIES CORP., CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/29/2024 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
CA
08/21/2012 - 02/22/2024
LIFEMARK SECURITIES CORP. (TUSTIN CA)
CA
05/11/2012 - 06/19/2012
CHASE INVESTMENT SERVICES CORP. (ORANGE CA)
CA
03/11/2010 - 05/01/2012
MORGAN STANLEY SMITH BARNEY (SANTA ANA CA)
CA
12/20/2005 - 03/17/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
BOTH
Issued 01/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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