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Samuel Ferguson Beach

Sargent Investment Group

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About Samuel Ferguson Beach

Samuel Ferguson Beach is an investment advisor representative with Sargent Investment Group. Samuel has been in the financial services industry since 1983. He has a Series 63, Series 65, and Series 7 licenses. Samuel Ferguson Beach has been registered with the Securities and Exchange Commission (SEC) since 2018. He is currently registered as an investment advisor representative in Maryland. Previously, Samuel Ferguson Beach was employed by Wells Fargo Clearing Services, LLC and Prudential Securities Incorporated.

Firm Information

Samuel Beach is currently registered with Sargent Investment Group. Sargent Investment Group is a registered investment advisor located in Bethesda, MD. The firm provides financial planning, portfolio management for individuals, pension consulting, and selection of other advisors to high-net-worth individuals, corporations, charitable organizations, and individuals other than high-net-worth clients. The firm manages over $1.1 billion in assets and has over 10 investment advisor representatives.
Sargent Investment Group

4920 ELM STREET

BETHESDA, MD 20814

$1.15B

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Beach’s Registration & Firm History

MD

08/14/2018 - Present

Sargent Investment Group (BETHESDA MD)

DC

07/01/2003 - 08/07/2018

WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)

NY

10/28/1994 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

10/19/1983 - 11/07/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/06/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/31/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Samuel Ferguson Beach. Review regulatory record here.
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