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Samuel Emmett Connett

Mufg Securities Americas Inc.

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About Samuel Emmett Connett

Samuel Emmett Connett is a registered representative with Mufg Securities Americas Inc. Samuel has been in the industry since June 2022. Samuel holds the Series 7, Series 63, Series 79TO, and SIE licenses. Samuel is registered in all 50 states and the District of Columbia.

Firm Information

Samuel Connett is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Connett’s Registration & Firm History

NY

06/14/2022 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/19/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/14/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Samuel Emmett Connett.
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