Unclaimed
Samuel Elliott Fowler is a registered representative with BNY Mellon Securities Corp. Samuel has been in the securities industry for over 10 years. Samuel holds Series 66, Series 7, and SIE licenses. Samuel specializes in Portfolio Management for Individuals and Businesses. Samuel has been registered with the Securities and Exchange Commission (SEC) since 2017. Prior to joining BNY Mellon Securities Corp., Samuel worked for CHARLES SCHWAB & CO., INC. Samuel is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
10/13/2017 - Present
BNY Mellon Securities Corp. (New York NY)
AZ
04/14/2017 - 10/03/2017
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 04/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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