Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Edwin Law is an investment advisor representative with Cambridge Investment Research Advisors, Inc. based in Lubbock, TX. Samuel has been in the industry since 2000. Samuel is registered with FINRA and the state of Texas and holds the Series 6, Series 63, Series 65, and SIE licenses. Samuel is also an advisory representative of a Registered Investment Advisor, CIRA. In addition to his role with Cambridge Investment Research Advisors, Inc., Samuel owns and operates Sam Law LLC. Samuel is affiliated with Northwestern Mutual Investment Services, LLC, DEWAAY FINANCIAL NETWORK, LLC and MML INVESTORS SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
07/22/2013 - Present
Cambridge Investment Research Advisors, Inc. (LUBBOCK TX)
TX
06/24/2011 - 05/11/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LUBBOCK TX)
TX
03/24/2011 - 05/20/2011
DEWAAY FINANCIAL NETWORK, LLC (FRISCO TX)
TX
06/16/2010 - 02/24/2011
MML INVESTORS SERVICES, LLC (ADDISON TX)
TX
07/05/2000 - 03/26/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LUBBOCK TX)
WI
07/05/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 07/19/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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