Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Westermann is an Investment Advisor Representative associated with Cambridge Investment Research Advisors, Inc. Samuel has been in the industry since November 2018. Samuel has a Series 7TO, Series 66 and SIE licenses. Samuel is registered with the Securities and Exchange Commission (SEC) as an Investment Adviser Representative. Samuel is also registered with the following states: Arizona, California, Colorado, Idaho, Indiana, Maryland, Massachusetts, Nebraska, Nevada, New Jersey, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Texas, Utah, Virginia, and Washington. Samuel also works as an Independent Insurance Agent for various Independent Insurance Companies and is affiliated with Open Trail Financial Consultants, a Registered Investment Advisor firm. Samuel's areas of specialization include Retirement planning, College Savings, Estate planning, Financial planning, and Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
07/01/2020 - Present
Cambridge Investment Research Advisors, Inc. (Santa Rosa CA)
BOTH
Issued 02/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/06/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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