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Samuel Edward Scruggs

Park Avenue Securities LLC

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About Samuel Edward Scruggs

Samuel Scruggs is a financial advisor registered with Park Avenue Securities LLC in Charlotte, North Carolina. Samuel has been working in the financial services industry since 2020 and has experience with Fidelity Brokerage Services LLC and Equitable Advisors, LLC. Samuel is a Series 7TO and Series 66 licensed professional and holds the SIE designation. Samuel offers financial planning, educational seminars and portfolio management for individuals. Samuel also provides investment advice for clients of Guardian Life Insurance.

Firm Information

Samuel Scruggs is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Scruggs’s Registration & Firm History

NC

08/01/2024 - Present

Park Avenue Securities LLC (CHARLOTTE NC)

FL

08/24/2021 - 08/05/2022

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

NC

03/29/2021 - 04/02/2021

EQUITABLE ADVISORS, LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 10/27/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/29/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/30/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Samuel Edward Scruggs. Review regulatory record here.
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