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Samuel Edward Hawtree

Hawtree Advisory Group, LLC

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About Samuel Edward Hawtree

Samuel Edward Hawtree is an investment advisor representative with Hawtree Advisory Group, LLC, a registered investment advisor. Samuel has been in the securities industry since 1981 and has a wealth of experience in providing financial planning and portfolio management services. Samuel is a Certified Financial Planner (CFP) and holds the Series 7 and Series 63 licenses. Samuel's firm primarily serves high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth. The firm offers financial planning, portfolio management for individuals, and hourly charges, fixed fees, and percentage of assets as compensation arrangements.

Firm Information

Samuel Hawtree is currently registered with Hawtree Advisory Group, LLC. Hawtree Advisory Group, LLC is an investment advisor with 1 licensed agent and 1 investment advisor representative. They have $33,599,866 in regulatory assets under management across 136 accounts, all of which are discretionary. Their advisory services include financial planning and portfolio management for individuals. The firm primarily serves high net worth individuals, individuals other than high net worth individuals, and pension and profit-sharing plans.

$33.60M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Hawtree’s Registration & Firm History

AZ

05/12/2003 - Present

Hawtree Advisory Group, LLC (TUCSON AZ)

AZ

08/28/2009 - 12/31/2016

CEROS FINANCIAL SERVICES, INC. (TUCSON AZ)

AZ

02/05/2007 - 08/31/2009

RYDEX DISTRIBUTORS, INC. (TUCSON AZ)

AZ

11/09/2000 - 02/07/2007

FSC SECURITIES CORPORATION (TUCSON AZ)

AZ

01/26/1989 - 11/08/2000

CUE (PHOENIX AZ)

NA

02/10/1983 - 03/01/1989

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 03/11/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2016

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Samuel Edward Hawtree. Review regulatory record here.
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