Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Vaughan is a financial advisor with Ameriprise Financial Services, LLC, who has been in the industry for over 10 years. Samuel holds Series 6, 7, 63, and 65 licenses, as well as the SIE. Samuel has a track record of success in helping individuals and families reach their financial goals. Samuel has worked at Ameriprise Financial Services, LLC since 2021. Samuel is also a member of the Texas Association of Counties Investment Education Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
07/28/2021 - Present
Ameriprise Financial Services, LLC (Mobile AL)
GA
01/07/2021 - 06/23/2021
SAN BLAS SECURITIES LLC (ATLANTA GA)
TX
04/16/2015 - 01/19/2021
FINANCIAL NORTHEASTERN SECURITIES, INC. (Austin TX)
TX
01/11/2010 - 03/27/2015
FIRST PUBLIC, LLC (AUSTIN TX)
IA
Issued 07/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/06/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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