Unclaimed
Samuel Dyk Hershberger is a financial advisor with United Brokerage Services, Inc. Samuel holds FINRA Series 7, 9, 10, 63, and 65 licenses and has been in the industry since 1988. Samuel has worked for several firms throughout his career including EDWARD JONES, J.J.B. HILLIARD, W.L. LYONS, LLC, and Amerprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
SC
01/19/2021 - Present
United Brokerage Services, Inc. (Greer SC)
SC
08/09/2019 - 01/12/2021
EDWARD JONES (Greenville SC)
SC
02/15/2012 - 01/11/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Greenville SC)
SC
05/02/2011 - 02/21/2012
AMERIPRISE FINANCIAL SERVICES, INC. (HILTON HEAD SC)
GA
06/01/2009 - 01/31/2011
MORGAN STANLEY SMITH BARNEY (SAVANNAH GA)
GA
01/07/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAVANNAH GA)
MO
10/01/1999 - 01/26/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/28/1993 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MA
11/14/1988 - 02/02/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
03/01/1988 - 11/16/1988
FIRST TRYON SECURITIES, INC.
NA
07/21/1987 - 03/02/1988
INVESTMENT MANAGEMENT & RESEARCH, INC
IA
Issued 03/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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