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Samuel Dyk Hershberger

United Brokerage Services, Inc.

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About Samuel Dyk Hershberger

Samuel Dyk Hershberger is a financial advisor with United Brokerage Services, Inc. Samuel holds FINRA Series 7, 9, 10, 63, and 65 licenses and has been in the industry since 1988. Samuel has worked for several firms throughout his career including EDWARD JONES, J.J.B. HILLIARD, W.L. LYONS, LLC, and Amerprise Financial Services, Inc.

Firm Information

Samuel Hershberger is currently registered with United Brokerage Services, Inc.. United Brokerage Services, Inc. is a corporation formed in 1995 and headquartered in Parkersburg, West Virginia. The firm is registered with the SEC and in 46 states. They offer a variety of advisory services including portfolio management for individuals and businesses, and selection of other advisers. They also participate in wrap fee programs. The firm has over 249 million in regulatory assets under management for 790 accounts. They primarily serve high-net-worth individuals and individuals other than high-net-worth.
United Brokerage Services, Inc.

514 MARKET STREET

PARKERSBURG, WV 26101

$249.75M

Assets Under Management

1,751

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Hershberger’s Registration & Firm History

SC

01/19/2021 - Present

United Brokerage Services, Inc. (Greer SC)

SC

08/09/2019 - 01/12/2021

EDWARD JONES (Greenville SC)

SC

02/15/2012 - 01/11/2019

J.J.B. HILLIARD, W.L. LYONS, LLC (Greenville SC)

SC

05/02/2011 - 02/21/2012

AMERIPRISE FINANCIAL SERVICES, INC. (HILTON HEAD SC)

GA

06/01/2009 - 01/31/2011

MORGAN STANLEY SMITH BARNEY (SAVANNAH GA)

GA

01/07/2000 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (SAVANNAH GA)

MO

10/01/1999 - 01/26/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

01/28/1993 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

MA

11/14/1988 - 02/02/1993

NATIONSBANC SECURITIES, INC. (BOSTON MA)

NA

03/01/1988 - 11/16/1988

FIRST TRYON SECURITIES, INC.

NA

07/21/1987 - 03/02/1988

INVESTMENT MANAGEMENT & RESEARCH, INC

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Licenses & Designations

IA

Issued 03/07/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/14/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Dyk Hershberger.
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