Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Duran is a financial professional with over 17 years of experience in the industry. Samuel is currently registered with J.P. Morgan Securities LLC in Hercules, CA. Prior to that, Samuel was registered with WELLS FARGO ADVISORS, LLC in Oakland, CA. Samuel is a Series 6 and Series 63 licensed professional. Samuel specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
04/09/2015 - Present
J.p. Morgan Securities LLC (HERCULES CA)
CA
08/21/2014 - 02/19/2015
WELLS FARGO ADVISORS, LLC (OAKLAND CA)
CA
10/01/2012 - 07/25/2014
J.P. MORGAN SECURITIES LLC (GREENBRAE CA)
CA
11/06/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RICHMOND CA)
CA
07/18/2006 - 10/11/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN MATEO CA)
MA
12/05/2001 - 01/22/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
07/12/1999 - 12/31/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
03/17/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BC
Issued 11/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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