Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Wyman is a financial advisor with over 50 years of experience in the financial services industry. Samuel is currently registered with Arete Wealth Management, LLC and has been with the firm since July 2022. Prior to joining Arete Wealth Management, Samuel was registered with National Securities Corporation, Ladenburg Thalmann & Co. Inc., Gilford Securities Incorporated, Advest, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Credit Suisse First Boston Corporation, Loeb Partners, Hornblower, Weeks, Noyes & Trask Incorporated, Spencer Trask & Co. Incorporated, W. E. Hutton & Co. and Thomson McKinnon Securities Inc. Samuel holds the following licenses: Series 63, Series 65, Series 4, Series 12, Series 7TO, SIE, PC, Series 000, and Series 1. Samuel is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the New York Stock Exchange (NYSE). Samuel is registered to conduct business in Arizona, California, Colorado, Connecticut, Florida, Nevada, New Jersey, New York, Rhode Island, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/21/2022 - Present
Arete Wealth Management, LLC (Melville NY)
NY
01/06/2021 - 07/22/2022
NATIONAL SECURITIES CORPORATION (MELVILLE NY)
NY
10/12/2015 - 12/31/2020
LADENBURG THALMANN & CO. INC. (WESTHAMPTON BEACH NY)
NY
01/07/2003 - 10/19/2015
GILFORD SECURITIES INCORPORATED (WESTHAMPTON BEACH NY)
CT
11/01/2001 - 12/20/2002
ADVEST, INC. (HARTFORD CT)
NJ
07/09/1979 - 11/08/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/03/2000 - 11/07/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NA
01/18/1978 - 08/16/1979
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
11/22/1974 - 05/05/1977
SPENCER TRASK & CO. INCORPORATED
NA
01/10/1972 - 08/19/1975
W. E. HUTTON & CO.
NA
07/08/1974 - 12/13/1974
THOMSON MCKINNON SECURITIES INC.
BC
Issued 05/05/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1988
Series 4 - Registered Options Principal Examination
BC
Issued 04/16/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1977
PC - AMEX Put and Call Exam
BC
Issued 01/06/1972
Series 000 - General Securities Principal Examination
BC
Issued 01/06/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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