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Samuel Douglas Ransom

NBC Securities, Inc.

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About Samuel Douglas Ransom

Samuel Douglas Ransom is a financial professional with NBC Securities, Inc. based in Birmingham, AL. Samuel has been in the industry since May 17, 2023 and holds a Series 27 license, qualifying Samuel as a Financial and Operations Principal. Samuel provides financial planning, pension consulting and portfolio management services to individuals, businesses and corporations, with a focus on portfolio management for individuals and businesses. Samuel Douglas Ransom's firm has over 100 clients with regulatory assets under management of over $1.7 billion.

Firm Information

Samuel Ransom is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Ransom’s Registration & Firm History

AL

05/18/2023 - Present

NBC Securities, Inc. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 05/18/2023

Series 27 - Financial and Operations Principal Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Douglas Ransom.
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