Unclaimed
Samuel Donald Mancini is a financial advisor with Voya Financial Advisors, Inc., a firm with over 500 investment advisor representatives. Samuel Mancini specializes in providing financial planning, portfolio management for businesses and individuals, and educational seminars. Samuel Mancini has been in the financial services industry since 2015 and holds Series 6, 7TO, 63 and 66 securities licenses, and is registered in 57 states and jurisdictions as a broker-dealer and investment advisor. Samuel Mancini is associated with the Windsor, Connecticut and Feeding Hills, Massachusetts branch offices.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/06/2023 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
01/04/2021 - 11/30/2022
EMPOWER FINANCIAL SERVICES, INC. (ENFIELD CT)
CT
04/12/2018 - 01/04/2021
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CT
02/20/2015 - 10/23/2017
MML DISTRIBUTORS, LLC (ENFIELD CT)
BOTH
Issued 08/05/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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