Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel David Rogers is a financial advisor with Cetera Advisor Networks LLC. He is a Series 7 and Series 63 licensed professional with over 5 years of experience in the financial services industry. Samuel is committed to providing personalized financial advice to individuals and families in the Excelsior, Minnesota area. His previous experience includes working with The Leaders Group, Inc. in Littleton, Colorado and Northwestern Mutual Investment Services, LLC in Deephaven, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
02/23/2022 - Present
Cetera Advisor Networks LLC (EXCELSIOR MN)
CO
11/03/2021 - 03/08/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
MN
03/08/2018 - 11/13/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Deephaven MN)
BC
Issued 04/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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