Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel David Moss is a financial advisor with over 40 years of experience in the industry. Samuel Moss has a strong background in both securities and investment advisory services. Samuel Moss is currently registered with Cetera Investment Advisers LLC. Samuel Moss also has experience with a variety of other firms, including North Ridge Securities Corp., TimeCapital Securities Corporation, Prudential Securities Incorporated, Dean Witter Reynolds Inc., and Shearson Lehman/American Express Inc. Samuel Moss is a licensed insurance agent and provides fixed insurance services in addition to his financial advisory role. Samuel Moss specializes in financial planning, pension consulting, educational seminars, and selection of other advisers. Samuel Moss is dedicated to providing comprehensive financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (MELVILLE NY)
NY
04/28/2003 - 02/01/2019
NORTH RIDGE SECURITIES CORP. (EAST MEADOW NY)
NY
04/08/1999 - 03/03/2003
TIMECAPITAL SECURITIES CORPORATION (PORT JEFFERSON STATION NY)
NY
02/03/1994 - 01/14/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/28/1984 - 02/01/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/17/1981 - 07/17/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
11/20/1980 - 08/01/1981
BRUNS, NORDEMAN, REA & CO.
BOTH
Issued 04/09/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 11/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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