Unclaimed
Samuel Damien Flick is a financial advisor with Fidelity Brokerage Services LLC, a firm that is not registered with the SEC as an investment advisor. Samuel has been in the industry since November 4, 2012. Samuel has a Series 63, Series 7, Series 9 and Series 10 license and is registered to provide investment advice in 53 states. Samuel is located in COVINGTON, KY and can be reached at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
11/05/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 11/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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